Marketplace Rules

OTCQX companies are distinguished from other OTC traded companies by the quality of their operating businesses, excellence of disclosure to the marketplace, and their investor relations driven focus.

The OTCQX Marketplace Rules encompass all of the OTCQX requirements, responsibilities, and disclosure guidelines required of an OTCQX company.


Rules for Issuers

OTCQX Rules for International Companies   PDF     
OTCQX Rules for U.S. Companies   PDF     
OTCQX Rules for U.S. Banks   PDF     

Rule Amendments

OTCQX Release 8 - February 13, 2014   PDF     
OTCQX Release 7 - March 11, 2013   PDF     
OTCQX Release 6 (Updated) - October 10, 2011   PDF     
OTCQX Release 6 - July 20, 2011   PDF     
OTCQX Release 5 - September 17, 2009   PDF     
OTCQX Release 4 - January 26, 2009   PDF     
OTCQX International Release 1 - December 12, 2008   PDF     
OTC Markets Group Disclosure Guidelines - Release 3 (December 12, 2008)   PDF     

These Rules may be amended from time to time.

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